| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2026-05-19 | - |
| RO | 就證券提供意見 | 2026-05-19 | - | |
| RO | 證券交易 | 2026-05-19 | - | |
| Rep | 就機構融資提供意見 | 2017-12-04 | 2026-05-19 | |
| Rep | 就證券提供意見 | 2017-12-04 | 2026-05-19 | |
| Rep | 證券交易 | 2017-12-04 | 2026-05-19 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-09-14 | 2015-01-20 |
| Rep | 就證券提供意見 | 2007-09-14 | 2015-01-20 | |
| Rep | 證券交易 | 2007-09-14 | 2015-01-20 |