| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 就期貨合約提供意見 | 2020-12-23 | - |
| RO | 就證券提供意見 | 2020-12-23 | - | |
| RO | 證券交易 | 2020-01-22 | - | |
| Morgan Stanley Hong Kong Securities Limited | RO | 提供自動化交易服務 | 2020-01-22 | - |
| RO | 期貨合約交易 | 2020-01-22 | - | |
| RO | 證券交易 | 2020-01-22 | - | |
| Rep | 提供自動化交易服務 | 2019-07-17 | 2020-01-22 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2019-07-15 | 2020-01-22 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2019-07-15 | 2020-01-22 |
| Rep | 證券交易 | 2019-07-15 | 2020-01-22 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2015-09-07 | 2019-04-09 |
| Merrill Lynch Far East Limited | RO | 提供自動化交易服務 | 2015-09-07 | 2018-11-16 |
| RO | 期貨合約交易 | 2015-09-07 | 2019-04-09 | |
| RO | 證券交易 | 2015-09-07 | 2019-04-09 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-06-23 | 2015-09-07 |
| Merrill Lynch Far East Limited | Rep | 提供自動化交易服務 | 2014-06-23 | 2015-09-07 |
| Rep | 期貨合約交易 | 2014-06-23 | 2015-09-07 | |
| Rep | 證券交易 | 2014-06-23 | 2015-09-07 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2013-08-22 | 2014-03-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-07 | 2013-11-01 |
| Rep | 期貨合約交易 | 2008-11-07 | 2014-03-01 | |
| Rep | 證券交易 | 2007-07-04 | 2014-03-01 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2007-07-04 | 2008-11-24 |
| Rep | 期貨合約交易 | 2007-07-04 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2007-07-04 | 2014-03-01 |
已採集記錄中暫無金管局登記。