| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | 提供資產管理 | 2014-07-07 | 2019-07-15 |
| Rep | 證券交易 | 2014-07-07 | 2019-07-15 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2011-10-12 | 2014-04-29 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-06-07 | 2013-11-01 |
| Rep | 期貨合約交易 | 2010-06-07 | 2014-04-29 | |
| Rep | 證券交易 | 2010-06-07 | 2014-04-29 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2009-07-20 | 2010-05-01 |
| Rep | 期貨合約交易 | 2009-07-20 | 2010-05-01 | |
| Rep | 證券交易 | 2009-07-20 | 2010-05-01 |