| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DRAGON CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2015-07-10 | 2017-01-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-07 | 2013-05-25 |
| Rep | 期貨合約交易 | 2008-11-07 | 2013-05-25 | |
| Rep | 證券交易 | 2006-04-03 | 2013-05-25 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2006-04-03 | 2008-11-24 |
| Rep | 期貨合約交易 | 2006-04-03 | 2008-11-24 |