| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2026-06-29 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-02-17 | 2013-11-01 |
| Rep | 就證券提供意見 | 2010-02-17 | 2024-12-10 | |
| Rep | 期貨合約交易 | 2010-02-17 | 2024-12-10 | |
| Rep | 證券交易 | 2010-01-28 | 2024-12-10 | |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2007-05-29 | 2010-01-05 |
已採集記錄中暫無金管局登記。