| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2025-05-07 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2025-05-07 | - |
| Rep | 證券交易 | 2025-05-07 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-08-30 | 2013-11-01 |
| Rep | 就證券提供意見 | 2010-08-30 | 2014-11-14 | |
| Rep | 期貨合約交易 | 2010-08-30 | 2015-03-13 | |
| Rep | 證券交易 | 2010-08-30 | 2015-03-13 |
已採集記錄中暫無金管局登記。