| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信貸評級服務 | 2020-06-01 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-05-03 | 2015-12-12 |
| Rep | 證券交易 | 2010-10-26 | 2015-12-12 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-06 | 2010-10-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-04-08 | 2010-10-11 |
| Rep | 證券交易 | 2008-06-25 | 2010-10-11 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-06-25 | 2010-09-06 |
已採集記錄中暫無金管局登記。