| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2025-09-26 | - |
| Rep | 就機構融資提供意見 | 2025-05-28 | 2025-09-26 | |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2025-05-28 | - |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2025-05-28 | - |
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2016-10-20 | 2023-12-12 |
| Rep | 就機構融資提供意見 | 2012-12-04 | 2016-10-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2011-07-13 | 2012-08-24 |
| Rep | 就證券提供意見 | 2011-07-13 | 2012-08-24 | |
| Rep | 證券交易 | 2011-07-13 | 2012-08-24 | |
| BOCI ASIA LIMITED | Rep | 證券交易 | 2003-04-01 | 2004-05-18 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2011-05-16 |