| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BAIN CAPITAL (HONG KONG), LIMITED | Rep | 證券交易 | 2020-07-13 | 2023-03-31 |
| OCP Asia (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2012-05-02 | 2017-07-02 |
| Rep | 就證券提供意見 | 2012-05-02 | 2017-07-02 | |
| Rep | 提供資產管理 | 2012-05-02 | 2017-07-02 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-07-10 | 2012-04-07 |
| Rep | 就證券提供意見 | 2007-07-10 | 2012-04-07 | |
| Rep | 證券交易 | 2007-07-10 | 2012-04-07 |