| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | RO | 就機構融資提供意見 | 2024-02-06 | - |
| Rep | 就機構融資提供意見 | 2023-10-30 | 2024-02-06 | |
| Credit Suisse (Hong Kong) Limited | RO | 就機構融資提供意見 | 2015-11-24 | 2023-10-15 |
| RO | 就證券提供意見 | 2015-11-24 | 2023-10-15 | |
| RO | 證券交易 | 2015-11-24 | 2023-10-15 | |
| Rep | 就機構融資提供意見 | 2010-08-30 | 2015-11-24 | |
| Rep | 就證券提供意見 | 2010-08-30 | 2015-11-24 | |
| Rep | 證券交易 | 2010-08-30 | 2015-11-24 | |
| Rep | 就機構融資提供意見 | 2005-08-08 | 2009-02-02 | |
| Rep | 就證券提供意見 | 2005-08-08 | 2009-02-02 | |
| Rep | 證券交易 | 2005-08-08 | 2009-02-02 |