| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-10-18 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2021-10-18 | - |
| Aletheia Analyst Network Limited | Rep | 就證券提供意見 | 2021-06-04 | 2021-06-30 |
| ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | 就證券提供意見 | 2018-08-21 | 2021-06-02 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2005-04-14 | 2017-11-07 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-22 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-15 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-15 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-15 | |
| Rep | 證券交易 | 2003-04-01 | 2013-10-30 |
已採集記錄中暫無金管局登記。