| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-11-13 | - |
| Rep | 證券交易 | 2023-11-13 | - | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2023-04-21 | 2023-08-02 |
| Rep | 證券交易 | 2023-04-21 | 2023-08-02 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2013-02-19 | 2023-03-21 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-22 | |
| Rep | 證券交易 | 2003-04-01 | 2023-03-21 |