| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2009-06-09 | 2013-11-01 |
| Rep | 期貨合約交易 | 2009-06-09 | 2022-08-25 | |
| Rep | 證券交易 | 2009-06-09 | 2022-08-25 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2004-08-20 | 2009-04-22 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2004-08-20 | 2009-04-22 |
| Rep | 證券交易 | 2004-08-20 | 2009-04-22 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2004-08-20 | 2009-04-22 |