| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-09-12 | 2018-03-27 |
| Rep | 證券交易 | 2016-09-12 | 2018-03-27 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2012-09-17 | 2016-04-15 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2009-08-27 | 2012-03-02 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2005-05-05 | 2009-07-18 |