| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2012-09-18 | 2015-09-03 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-06 | 2012-07-01 |
| Rep | 期貨合約交易 | 2008-11-06 | 2012-07-01 | |
| Rep | 證券交易 | 2007-08-02 | 2012-07-01 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2007-08-02 | 2008-11-24 |
| Rep | 期貨合約交易 | 2007-08-02 | 2008-11-24 |