| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MVN ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2017-05-24 | 2017-06-09 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2015-06-02 | 2016-03-04 |
| Rep | 就證券提供意見 | 2015-06-02 | 2016-03-04 | |
| Rep | 期貨合約交易 | 2015-06-02 | 2016-03-04 | |
| Rep | 證券交易 | 2015-06-02 | 2016-03-04 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2013-08-22 | 2015-03-04 |
| Rep | 證券交易 | 2012-07-24 | 2015-03-04 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2011-04-06 | 2013-11-01 |
| Rep | 就證券提供意見 | 2011-04-06 | 2014-11-14 | |
| Rep | 期貨合約交易 | 2011-04-06 | 2015-03-04 | |
| Rep | 證券交易 | 2011-04-06 | 2015-03-04 |