| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供資產管理 | 2016-11-11 | 2017-06-13 |
| Credit Suisse Securities (Hong Kong) Limited | RO | 證券交易 | 2014-12-18 | 2016-10-31 |
| Credit Suisse (Hong Kong) Limited | RO | 期貨合約交易 | 2014-01-23 | 2017-06-13 |
| RO | 證券交易 | 2014-01-23 | 2017-06-13 | |
| Rep | 提供自動化交易服務 | 2010-03-24 | 2013-11-01 | |
| Rep | 期貨合約交易 | 2010-03-24 | 2014-01-23 | |
| Rep | 證券交易 | 2010-03-24 | 2014-01-23 |