| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Y-Intercept (Hong Kong) Limited | RO | 提供資產管理 | 2018-12-14 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 提供資產管理 | 2016-11-09 | 2017-08-01 |
| Rep | 提供自動化交易服務 | 2009-08-04 | 2013-11-01 | |
| Rep | 期貨合約交易 | 2009-08-04 | 2017-08-01 | |
| Rep | 證券交易 | 2009-08-04 | 2017-08-01 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2009-08-04 | 2016-10-28 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2008-09-12 | 2009-07-08 |
| Rep | 期貨合約交易 | 2008-09-12 | 2009-07-08 | |
| Rep | 證券交易 | 2008-07-30 | 2009-07-08 | |
| BEAR STEARNS ASIA LIMITED | Rep | 證券交易 | 2008-04-14 | 2008-06-30 |
金管局記錄暫時無法載入，請稍後重試。