| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-02-06 | 2019-04-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-09-07 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-09-07 | 2016-09-28 |
| Rep | 證券交易 | 2015-09-07 | 2016-09-28 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2008-09-18 | 2015-06-16 |