| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-01-22 | 2013-03-01 |
| Rep | 期貨合約交易 | 2010-01-12 | 2013-03-01 | |
| Rep | 證券交易 | 2010-01-12 | 2013-03-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-11-19 | 2009-10-05 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2008-11-19 | 2009-10-05 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-11-19 | 2009-10-05 |