| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | RO | 就證券提供意見 | 2026-11-02 | - |
| Rep | 證券交易 | 2026-11-02 | - | |
| RO | 就證券提供意見 | 2026-08-03 | 2026-11-01 | |
| Rep | 證券交易 | 2026-08-03 | 2026-11-01 | |
| RO | 就證券提供意見 | 2016-12-01 | 2026-08-02 | |
| Rep | 就證券提供意見 | 2016-07-22 | 2016-12-01 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2014-06-30 | 2015-07-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-06-30 | 2015-07-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2014-06-30 | 2026-08-02 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-06-30 | 2016-07-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2004-07-09 | 2014-03-04 |
| CLSA RESEARCH LIMITED | Rep | 就證券提供意見 | 2003-04-01 | 2004-07-06 |
已採集記錄中暫無金管局登記。