| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2024-12-09 | 2026-02-02 |
| Rep | 證券交易 | 2024-12-09 | 2026-02-02 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2013-03-11 | 2013-10-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2011-07-04 | 2012-05-15 |
| Rep | 期貨合約交易 | 2011-07-04 | 2012-05-15 | |
| Rep | 證券交易 | 2011-07-04 | 2012-05-15 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2011-01-27 | 2011-04-16 |