| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2012-01-13 | 2012-11-06 |
| Rep | 就證券提供意見 | 2012-01-13 | 2012-11-06 | |
| Rep | 證券交易 | 2012-01-13 | 2012-11-06 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-01-22 | 2011-10-27 |
| Rep | 就證券提供意見 | 2008-01-22 | 2011-10-27 | |
| Rep | 證券交易 | 2008-01-22 | 2011-10-27 |