| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Andar Capital Management HK Limited | RO | 提供資產管理 | 2021-11-15 | - |
| Rep | 提供資產管理 | 2021-10-26 | 2021-11-15 | |
| Naga Capital Partners (HK) Limited | RO | 提供資產管理 | 2017-07-12 | 2018-12-31 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-05 | 2012-06-01 |
| Rep | 期貨合約交易 | 2008-11-05 | 2012-06-01 | |
| Rep | 證券交易 | 2008-05-06 | 2012-06-01 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-05-06 | 2008-11-24 |
| Rep | 期貨合約交易 | 2008-05-06 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-05-06 | 2012-06-01 |