| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2010-10-11 | 2012-06-25 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2005-04-14 | 2005-07-20 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2003-07-09 | 2003-08-22 |
| Rep | 證券交易 | 2003-07-09 | 2005-07-20 |