| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2010-07-29 | 2012-02-28 |
| Rep | 就證券提供意見 | 2010-07-29 | 2012-02-28 | |
| Rep | 證券交易 | 2010-07-29 | 2012-02-28 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-07-23 | 2010-06-07 |
| Rep | 證券交易 | 2007-07-23 | 2010-06-07 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-07-23 | 2010-06-07 |