| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就期貨合約提供意見 | 2024-08-16 | - |
| RO | 就證券提供意見 | 2024-08-16 | - | |
| RO | 期貨合約交易 | 2024-08-16 | - | |
| RO | 證券交易 | 2024-08-16 | - | |
| Rep | 就期貨合約提供意見 | 2024-06-14 | 2024-08-16 | |
| Rep | 就證券提供意見 | 2024-06-14 | 2024-08-16 | |
| Rep | 期貨合約交易 | 2024-06-14 | 2024-08-16 | |
| Rep | 證券交易 | 2024-06-14 | 2024-08-16 | |
| CITIC Securities International Global Markets Limited | RO | 期貨合約交易 | 2020-07-06 | 2021-06-04 |
| RO | 證券交易 | 2020-07-06 | 2021-06-04 | |
| Rep | 期貨合約交易 | 2017-10-17 | 2020-07-06 | |
| Rep | 證券交易 | 2017-10-17 | 2020-07-06 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-09-05 | 2016-04-13 |
| Rep | 提供自動化交易服務 | 2008-11-06 | 2013-11-01 | |
| Rep | 期貨合約交易 | 2008-11-06 | 2016-04-13 | |
| Rep | 證券交易 | 2008-04-01 | 2016-04-13 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-04-01 | 2008-11-24 |
| Rep | 期貨合約交易 | 2008-04-01 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-04-01 | 2016-04-13 |
已採集記錄中暫無金管局登記。