| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-05-06 | 2011-09-29 |
| Rep | 期貨合約交易 | 2010-05-06 | 2011-09-29 | |
| Rep | 證券交易 | 2010-05-06 | 2011-09-29 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-09-07 | 2010-03-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-09-07 | 2010-03-16 |