| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就機構融資提供意見 | 2026-06-08 | - |
| Rep | 就證券提供意見 | 2026-06-08 | - | |
| Rep | 證券交易 | 2026-06-08 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2024-04-02 | 2025-06-30 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2021-08-19 | 2023-06-20 |
| Rep | 就證券提供意見 | 2021-08-19 | 2023-06-20 | |
| Rep | 證券交易 | 2021-08-19 | 2023-06-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2014-01-21 | 2021-06-23 |
| Rep | 就證券提供意見 | 2014-01-21 | 2021-06-23 | |
| Rep | 證券交易 | 2014-01-21 | 2021-06-23 | |
| Rep | 就機構融資提供意見 | 2010-04-15 | 2012-12-05 | |
| Rep | 就證券提供意見 | 2010-04-15 | 2012-12-05 | |
| Rep | 證券交易 | 2010-04-15 | 2012-12-05 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2008-04-14 | 2009-03-31 |
| Rep | 就證券提供意見 | 2008-04-14 | 2009-03-31 |
已採集記錄中暫無金管局登記。