| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2024-01-24 | 2024-02-02 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2024-01-24 | 2024-02-02 |
| Credit Suisse (Hong Kong) Limited | RO | 期貨合約交易 | 2015-11-10 | 2022-08-05 |
| Rep | 提供自動化交易服務 | 2011-05-04 | 2013-11-01 | |
| Rep | 期貨合約交易 | 2011-05-04 | 2015-11-10 | |
| Rep | 證券交易 | 2011-05-04 | 2022-08-05 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2011-05-04 | 2022-08-05 |