| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2020-06-15 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2017-12-04 | 2024-03-04 |
| Rep | 證券交易 | 2017-12-04 | 2024-03-04 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-07-24 | 2015-08-13 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2012-09-12 | 2013-07-24 |
| Rep | 證券交易 | 2012-09-12 | 2017-09-04 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2012-09-12 | 2015-08-13 |
| Rep | 期貨合約交易 | 2012-09-12 | 2017-09-04 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2011-07-21 | 2012-06-12 |