| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2026-06-17 | - |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2014-11-20 | 2024-02-09 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2009-06-09 | 2013-11-01 |
| Rep | 期貨合約交易 | 2009-06-09 | 2024-02-09 | |
| Rep | 證券交易 | 2009-06-09 | 2024-02-09 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2005-02-04 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-24 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-03-24 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-24 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2009-04-22 | |
| Rep | 證券交易 | 2003-04-01 | 2009-04-22 |