| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-10-10 | - |
| Rep | 期貨合約交易 | 2023-10-10 | - | |
| Rep | 證券交易 | 2023-10-10 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2011-07-21 | 2023-06-23 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2011-07-21 | 2013-10-30 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2011-04-19 | 2011-07-19 |