| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Success Securities Limited | Rep | 證券交易 | 2018-09-05 | 2024-09-23 |
| CLSA LIMITED | Rep | 證券交易 | 2013-08-05 | 2015-10-23 |
| METRO CAPITAL SECURITIES LIMITED | Rep | 證券交易 | 2012-06-27 | 2013-07-23 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2005-08-12 | 2012-02-10 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | - | 2003-08-22 |
| Rep | 就機構融資提供意見 | - | 2005-02-15 | |
| Rep | 就證券提供意見 | - | 2005-02-15 | |
| Rep | 提供資產管理 | - | 2005-02-15 | |
| Rep | 證券交易 | - | 2012-02-10 |