| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2021-02-17 | 2023-10-10 |
| Rep | 證券交易 | 2021-02-17 | 2023-10-10 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2011-06-23 | 2019-06-27 |
| Rep | 就證券提供意見 | 2011-06-23 | 2019-06-27 | |
| Rep | 證券交易 | 2011-06-23 | 2019-06-27 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2005-09-29 | 2011-03-02 |
| Rep | 證券交易 | 2005-09-29 | 2011-03-02 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2005-09-29 | 2011-03-02 |