| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2013-01-02 | 2018-06-19 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-10-21 | 2012-10-30 |
| Rep | 提供自動化交易服務 | 2010-09-01 | 2012-10-30 | |
| Rep | 證券交易 | 2009-12-22 | 2012-10-30 | |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | - | 2005-03-08 |