Wang, Jian (SFC:AVM361) 王健
證監會中央編號:AVM361
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | RO | 證券交易 | 2022-05-24 | 2023-07-08 |
| Rep | 證券交易 | 2022-01-20 | 2022-05-24 | |
| Nerico Brothers Limited (HK) | RO | 證券交易 | 2021-07-30 | 2021-12-01 |
| Kaisa Asset Management Limited | Rep | 就證券提供意見 | 2020-03-26 | 2020-04-06 |
| Kaisa Financial Group Company Limited | Rep | 證券交易 | 2020-03-26 | 2020-04-06 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2019-01-07 | 2019-07-23 |
| Rep | 證券交易 | 2019-01-07 | 2019-07-23 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2016-11-14 | 2018-07-25 |
| Rep | 證券交易 | 2016-11-14 | 2018-07-25 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2016-11-14 | 2018-07-25 |
| Rep | 證券交易 | 2016-11-14 | 2018-07-25 | |
| SHENG YUAN SECURITIES LIMITED | Rep | 證券交易 | 2015-12-01 | 2016-10-12 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-03-31 | 2015-07-06 |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2012-03-26 | 2012-11-20 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-09-14 | 2011-11-01 |
| Rep | 證券交易 | 2010-07-16 | 2011-11-01 |