| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JUMP TRADING HONG KONG LIMITED | Rep | 期貨合約交易 | 2022-01-03 | 2025-04-01 |
| Rep | 證券交易 | 2022-01-03 | 2025-04-01 | |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2020-08-26 | 2021-08-23 |
| Credit Suisse (Hong Kong) Limited | RO | 提供資產管理 | 2017-04-19 | 2020-08-07 |
| RO | 期貨合約交易 | 2017-02-28 | 2019-08-30 | |
| RO | 證券交易 | 2017-02-28 | 2019-08-30 | |
| Rep | 提供資產管理 | 2016-11-09 | 2017-04-19 | |
| Rep | 提供自動化交易服務 | 2009-07-03 | 2013-11-01 | |
| Rep | 期貨合約交易 | 2009-07-03 | 2017-02-28 | |
| Rep | 證券交易 | 2009-07-03 | 2017-02-28 |