Wang, Xue (SFC:ARM171) 王雪
證監會中央編號:ARM171
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 就證券提供意見 | 2026-03-12 | - |
| RO | 期貨合約交易 | 2026-03-12 | - | |
| RO | 證券交易 | 2026-03-12 | - | |
| Rep | 就證券提供意見 | 2026-01-16 | 2026-03-12 | |
| Rep | 期貨合約交易 | 2026-01-16 | 2026-03-12 | |
| Rep | 證券交易 | 2026-01-16 | 2026-03-12 | |
| Morgan Stanley Asia Limited | RO | 證券交易 | 2024-10-24 | 2025-09-08 |
| Morgan Stanley Hong Kong Securities Limited | RO | 期貨合約交易 | 2024-10-24 | 2025-09-08 |
| Rep | 期貨合約交易 | 2019-08-16 | 2024-10-24 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2019-08-12 | 2024-10-24 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-09-14 | 2013-11-01 |
| Rep | 就機構融資提供意見 | 2009-09-23 | 2010-09-07 | |
| Rep | 就證券提供意見 | 2009-09-23 | 2010-09-07 | |
| Rep | 證券交易 | 2009-08-31 | 2019-05-16 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-08-14 | 2009-08-17 |