| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-04-19 | 2014-10-18 |
| Rep | 證券交易 | 2012-04-19 | 2014-10-18 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2011-08-17 | 2011-11-01 |
| Rep | 證券交易 | 2011-08-17 | 2011-11-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-10 | 2011-06-04 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2006-08-09 | 2008-09-29 |