| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Naga Capital Partners (HK) Limited | RO | 提供資產管理 | 2015-07-06 | 2017-07-14 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2011-08-02 | 2013-02-15 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2011-03-14 | 2011-03-30 |
| Rep | 證券交易 | 2011-03-14 | 2011-03-30 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2006-06-19 | 2010-05-12 |