| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Link Asset Management Limited (HK) | Rep | 提供資產管理 | 2024-01-16 | - |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2021-10-12 | 2022-08-26 |
| Rep | 就機構融資提供意見 | 2021-08-26 | 2022-08-26 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2019-03-04 | 2021-05-07 |
| Rep | 就機構融資提供意見 | 2013-11-28 | 2017-10-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2010-08-19 | 2013-08-21 |
| Rep | 就證券提供意見 | 2010-08-19 | 2013-08-21 | |
| Rep | 證券交易 | 2010-08-19 | 2013-08-21 |