| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited | Rep | 就證券提供意見 | 2018-03-02 | 2019-11-09 |
| CLSA LIMITED | Rep | 證券交易 | 2018-03-02 | 2019-11-09 |
| CITIC CLSA Capital Partners HK Limited | Rep | 就機構融資提供意見 | 2017-09-20 | 2019-08-19 |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2011-08-25 | 2016-05-14 |
| Rep | 就證券提供意見 | 2011-08-25 | 2016-05-14 | |
| Rep | 證券交易 | 2011-08-25 | 2016-05-14 | |
| Rep | 就機構融資提供意見 | 2010-03-11 | 2010-11-29 | |
| Rep | 就證券提供意見 | 2010-03-11 | 2010-11-29 | |
| Rep | 證券交易 | 2010-03-11 | 2010-11-29 |