| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2019-08-07 | 2020-11-03 |
| Rep | 證券交易 | 2019-08-07 | 2020-11-03 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-12-22 | 2011-12-24 |
| Rep | 就機構融資提供意見 | 2009-12-15 | 2011-12-24 | |
| Rep | 證券交易 | 2009-12-15 | 2011-12-24 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2008-09-01 | 2009-11-15 |
| Rep | 證券交易 | 2008-09-01 | 2009-11-15 |