| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-03-10 | 2019-04-11 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2010-09-14 | 2013-11-01 |
| Rep | 就機構融資提供意見 | 2010-05-13 | 2010-09-07 | |
| Rep | 就證券提供意見 | 2010-05-13 | 2010-09-07 | |
| Rep | 證券交易 | 2010-05-13 | 2013-12-05 | |
| NATIXIS ASIA LIMITED | Rep | 證券交易 | 2008-09-26 | 2008-12-12 |