| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2024-05-13 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2024-05-13 | - |
| Rep | 期貨合約交易 | 2024-05-13 | - | |
| Rep | 證券交易 | 2024-05-13 | - | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2013-08-22 | 2023-09-25 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2005-04-14 | 2023-09-25 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-22 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2005-02-15 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-15 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-02-15 | |
| Rep | 證券交易 | 2003-04-01 | 2023-09-25 |