| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-07-13 | - |
| Rep | 證券交易 | 2023-07-13 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-03-29 | 2016-10-31 |
| Rep | 證券交易 | 2016-03-29 | 2016-10-31 | |
| Rep | 就期貨合約提供意見 | 2016-03-29 | 2023-04-11 | |
| Rep | 期貨合約交易 | 2016-03-29 | 2023-04-11 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-09-05 | 2015-06-19 |
| Rep | 提供自動化交易服務 | 2009-10-28 | 2013-11-01 | |
| Rep | 期貨合約交易 | 2009-10-28 | 2015-06-19 | |
| Rep | 證券交易 | 2009-10-28 | 2015-06-19 |