| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2010-06-30 | 2012-12-11 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2009-08-18 | 2012-12-11 |
| Rep | 期貨合約交易 | 2009-08-18 | 2012-12-11 | |
| Rep | 證券交易 | 2009-08-18 | 2012-12-11 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2007-12-21 | 2009-07-10 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2007-12-21 | 2009-07-10 |
| Rep | 證券交易 | 2007-12-21 | 2009-07-10 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2007-12-21 | 2009-07-10 |