| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就證券提供意見 | 2015-06-12 | 2017-01-05 |
| Rep | 證券交易 | 2015-06-12 | 2017-01-05 | |
| Rep | 就證券提供意見 | 2015-05-26 | 2015-05-26 | |
| Rep | 證券交易 | 2015-05-26 | 2015-05-26 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-01-09 | 2015-03-09 |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-09-22 | 2014-09-24 |