| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2017-10-09 | - |
| Rep | 就證券提供意見 | 2017-10-09 | 2024-04-22 | |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-07-07 | 2017-09-13 |
| Rep | 證券交易 | 2017-07-07 | 2017-09-13 | |
| ABCI Securities Company Limited | Rep | 證券交易 | 2017-07-07 | 2017-09-13 |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2014-03-03 | 2017-03-17 |
| Rep | 提供自動化交易服務 | 2010-09-14 | 2012-11-04 | |
| Rep | 證券交易 | 2009-08-24 | 2012-11-04 |
已採集記錄中暫無金管局登記。